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SEC compliance

Binance.US Faces SEC Scrutiny: ? Alleged Non-Compliance in Asset Custody Probe ?

Noah Rypton2 years ago4 min read

The SEC Alleges Binance.US is Noncompliant in Investigation The U.S. Securities and Exchange Commission (SEC) has accused Binance.US of failing to cooperate with an ongoing investigation.…

Enhanced Oversight Regulations by SEC for Securities Dealers to Ensure Greater Compliance

Cyrus Dailey2 years ago1 min read

The US Securities and Exchange Commission (SEC) has implemented new rules that expand the scope of entities required to register with the agency. The crypto industry…

Court Mandates Ripple’s Compliance with SEC’s Fresh Discovery Demands on XRP

Benito Cormi2 years ago2 min read

Judge Rules in Favor of SEC, Orders Ripple to Comply with Discovery Requests A federal judge, U.S. Magistrate Judge Sarah Netburn, has ruled in favor of…

Expensive Lesson in Cybersecurity Compliance: Genesis Global Trading Settles $8 Million Agreement

Leo Nomist2 years ago3 min read

Genesis Global Trading Settles for $8 Million Following NYDFS’s Findings on Cybersecurity Deficiencies Genesis Global Trading, a subsidiary of Digital Currency Group, has agreed to pay…

Ripple CEO Brad Garlinhouse Criticizes SEC’s Comments on Cryptocurrency Noncompliance

Wyatt Newson3 years ago2 min read

Ripple CEO Accuses SEC Chair of Hypocrisy in Crypto Industry Ripple CEO Brad Garlinghouse has criticized the US Securities and Exchange Commission (SEC) chair Gary Gensler,…

Compliance with SEC’s Cash Redemption Model for Bitcoin ETF by BlackRock and ARK Invest

Blount Charleston3 years ago3 min read

Major Companies Modify S-1 Registration Statements for Bitcoin ETFs BlackRock and ARK Invest have made changes to their S-1 registration statements to meet the requirements of…

Binance Seeks Dismissal of SEC Lawsuit, Alleging Regulatory Non-Compliance

Insa Monroe3 years ago2 min read

Binance Requests Dismissal of SEC Lawsuit Binance has asked the US Securities and Exchange Commission (SEC) to dismiss the lawsuit filed against it, arguing that the…

Suspension of Crypto Trading by Zipmex Thailand due to Compliance with SEC Rules

Wyatt Newson3 years ago3 min read

Zipmex Thailand Suspends Crypto Trading for SEC Compliance Crypto exchange Zipmex Thailand has temporarily suspended digital asset trading and deposits to ensure compliance with the country’s…

SEC Chair Gensler Emphasizes Importance of Legal Compliance for Cryptocurrency Participants

Benito Cormi3 years ago2 min read

Gary Gensler’s Advice for the Crypto Industry In a recent interview, Gary Gensler, the chairman of the U.S. Securities and Exchange Commission (SEC), discussed the importance…

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SEC compliance - Page 4 of 6 - Lolacoin