SEC Commissioner Hester Peirce Criticizes Agency’s Lack of Predictability U.S. Securities and Exchange Commission (SEC) Commissioner Hester Peirce expresses her disappointment in the agency’s lack of…
The SEC’s Heavy-Handed Regulatory Approach Continues A recent report by Norton Rose Fulbright reveals that the United States Securities and Exchange Commission (SEC) will continue its…
SEC Admits Missteps The U.S. Securities and Exchange Commission (SEC) has acknowledged errors in a recent enforcement proceeding, expressing “serious and deep regret” over procedural missteps.…
The SEC’s Enforcement Actions in Fiscal Year 2023 The U.S. Securities and Exchange Commission (SEC) has released its enforcement outcomes for the fiscal year 2023. This…
SEC’s Impactful Year in Cryptocurrency Enforcement The Securities and Exchange Commission (SEC) has reported a highly productive year in terms of enforcement actions related to cryptocurrency…
SEC Chair Gary Gensler Highlights $5 Billion in Enforcement Actions In a recent speech at the 2023 Securities Enforcement Forum, United States Securities and Exchange Commission…
SEC Pursuing Action Against Crypto Firms, Including DeFi Platforms The US Securities and Exchange Commission (SEC) is taking action against several firms in the crypto industry,…
Emmer Proposes Amendment to Limit SEC’s Authority over Crypto Representative Tom Emmer has introduced an amendment that seeks to limit the authority of the Securities and…
The Impact of SEC Enforcement Actions on Crypto Exchanges The SEC’s recent enforcement actions against Ripple, Binance, and Coinbase have had negative effects on other crypto…